10b5-1 Plan Essentials: What You Need to Know and How to Prepare

Insider trading compliance remains a key priority for companies. Understanding Rule 10b5-1 is also crucial for ensuring your executives can continue trading their shares securely and within regulatory boundaries. In our upcoming webinar, we will break down the Securities and Exchange Commission’s amendments to Rule 10b5-1 and provide practical insights on how to implement these plans effectively. We will discuss actionable steps to create compliant trading plans that protect against insider trading claims while enabling executives to manage their holdings.

• Importance of 10b5-1 Plans: Managing trading and ensuring regulatory compliance.
• Cooling-Off Periods & New Exceptions: Key changes and their impact on trading.
• Insider Trading Policies & Filing Requirements: Essential compliance and reporting guidelines.
• Issuer Disclosure Best Practices: Effective transparency and market management.
• Issuer Considerations: Navigating compliance requirements.
• Setting Up Plans: Practical steps, timing, and operational tips.
• Oppenheimer & Co. Advantages: How our services can streamline your compliance.

United States
8:30 a.m. – 9:00 a.m. EDT

Israel
3:30 p.m. – 4:00 p.m. IDT

For additional information, please contact Caitlin Kaplan at ckaplan@mayerbrown.com.