AMCs and Other Actively Managed Products

Financial products that provide structured returns and that often provide exposure to a range of asset classes while attempting to mitigate credit or other risks, including actively managed certificates and exchange traded products, have become more popular. These products may be issued in varying formats and, as a result, may be subject to different regulatory frameworks. Some products may be issued through special purpose entities or fund vehicles, and some may be subject to active management or be designed to replicate the returns associated with an actively managed strategy. In Europe and jurisdictions outside of the United States, these products may be subject to a number of regulations that differ from the regulations applicable to similar vehicles in the United States, which we will address.

Join us for a discussion with Vestr on the growth of the market in Europe.  We also will discuss the securities exemptions available for offering these products to certain sophisticated investors in other jurisdictions, as well as the U.S. tax considerations associated with actively managed strategies.  

Vestr also will illustrate uses of their technology solutions.  

Additional Speakers

Ely Tolen
Vestr

Stefan Wagner
Vestr