MB Microtalk: FINRA Notice on Private Placements – Part 1

In this MB Microtalk video, Mayer Brown’s Tim Nagy discusses FINRA Regulatory Notice 23-08, which provides supplemental and updated guidance on private placements.

Read our related client alert.




This microtalk is a part of a series on FINRA Regulatory Notice 23-08. Parts 2, 3 and 4 are available on our MB Microtalk page.

Watch Part 2 on FINRA Regulatory Notice 23-08 here
Watch Part 3 on FINRA Regulatory Notice 23-08 here
Watch Part 4 on FINRA Regulatory Notice 23-08 here