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    • SEC Examinations Division Issues Risk Alert on ESG Products and Services
      April 13, 2021

      SEC Examinations Division Issues Risk Alert on ESG Products and Services

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      On April 9, 2021, the Division of Examinations of the US Securities and Exchange Commission issued a risk alert that highlighted its observations from its recent examinations of investment advisers, registered investment companies and private funds offering ESG products and services. This Legal Update provides further detail.

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