Skip to main content
Featured Topics
Featured Insights
View All Services
View All Industries
About Us Overview
    • Home
    • Insights
    • SEC Examinations Division Issues Risk Alert on ESG Products and Services
      April 13, 2021

      SEC Examinations Division Issues Risk Alert on ESG Products and Services

      Authors:
      Generate PDF
      Share
      On April 9, 2021, the Division of Examinations of the US Securities and Exchange Commission issued a risk alert that highlighted its observations from its recent examinations of investment advisers, registered investment companies and private funds offering ESG products and services. This Legal Update provides further detail.

      Resource Downloads

      Authors

      Related Content

      Related Services & Industries

      Stay Up To Date With Our Insights

      See how we use a multidisciplinary, integrated approach to meet our clients' needs.
      Subscribe

      Follow us

      © 2024 Mayer Brown

       

       

      Mayer Brown is a global legal services provider comprising associated legal practices that are separate entities, including Mayer Brown LLP (Illinois, USA), Mayer Brown International LLP (England & Wales), Mayer Brown Hong Kong LLP (a Hong Kong limited liability partnership) and Tauil & Chequer Advogados (a Brazilian law partnership) (collectively, the “Mayer Brown Practices”). The Mayer Brown Practices are established in various jurisdictions and may be a legal person or a partnership. PK Wong & Nair LLC (“PKWN”) is the constituent Singapore law practice of our licensed joint law venture in Singapore, Mayer Brown PK Wong & Nair Pte. Ltd. Mayer Brown Hong Kong LLP operates in temporary association with Johnson Stokes & Master (“JSM”). More information about the individual Mayer Brown Practices, PKWN and the association between Mayer Brown Hong Kong LLP and JSM (including how information may be shared) can be found in the Legal Notices section of our website.

      “Mayer Brown” and the Mayer Brown logo are trademarks of Mayer Brown.

      Attorney Advertising. Prior results do not guarantee a similar outcome.