julio 18 2023

MB Microtalk: Amendments to Regulation M

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In this MB Microtalk video, Mayer Brown’s Ryan Castillo discusses the SEC’s recent amendments to Regulation M, which remove references to credit ratings from Regulation M, replace them with alternative measures of credit worthiness, and impose related recordkeeping requirements on broker-dealers.

Visit our MB Microtalk page for more topics and talks.


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