REVERSEinquiries: Volume 1, Issue 4

REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

• The ARRC Releases its Guiding Principles for new LIBOR Fallbacks
• Broker-Dealer Sanctioned for Encouraging Early Resales of Structured Notes
• Commissioner Stein on Complex Products
• Chair Clayton’s Congressional Testimony
• Fifth Circuit Vacates Fiduciary Rule
• SEC Hosts 2018 Meeting of the Elder Justice Coordinating Council
• A Sample Form CRS for Structured Products
• FinCEN’s Beneficial Ownership Requirement