Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

• Unsuitable Sales of Leveraged ETFs Draw FINRA’s Ire; Text  Messaging Violates Communications Rules 
• OCIE’s Retail Investor Protection Focus 
• Department of Labor Fiduciary Rule Update 
• House Passes Resolutions on Financial Literacy and Support for Elderly 
• Revised Notice of Proposed Rule Change to FINRA Rule 5110 
• Refresher: Using Free Writing Prospectuses for Structured Notes Offerings