Conference Materials
Panel 1: The Impact of COVID on the Structured Products Market
- Presentation
- SEC Amends Requirements for Statistical Disclosures for Bank and Savings and Loan Registrants, Replacing Industry Guide 3
- SEC Amends Business, Legal Proceedings and Risk Factor Disclosures
- REVERSEinquiries Workshop White Papers: Unit Investment Trusts (UITs)
Panel 2: Indices, Fixed Index Annuities and Legal & Regulatory Considerations
Panel 3: Distribution Trends & Development
- FINRA CEO Comments Suggest Reconsideration of On-Site Exams in Light of COVID-19
- COVID-19: FINRA Addresses U.S. Broker-Dealer Preparedness and Regulatory Relief in Regulatory Notice 20-08
Panel 4: Views on International Impact of COVID & Global Trends Affecting Structured Products
- REVERSEinquiries Newsletter: Volume 3, Issue 8
- REVERSEinquiries Newsletter: Volume 3, Issue 7
- REVERSEinquiries Newsletter: Volume 3, Issue 6
Panel 5: Bank regulatory, Derivatives & Tax-related Developments
- Presentation
- U.S. Agencies Finalize Revisions to Volcker Rule Covered Funds Provisions
- Limited US Tax Guidance for Adding ARRC and ISDA Fallbacks
Panel 6: ESG Themes
- Sustainability and ESG
- FINRA Tips on ESG Investing
- Investor Bulletin on Nontraditional Index Funds Covers
Panel 7: Other Legal Developments
- Presentation
- REVERSEinquiries: Accredited Investor Definition Expanded
- REVERSEinquiries: Consent Solicitations: Challenging Orthodoxies
- REVERSEinquiries: ARRC: LIBOR Hard Stop by December 31, 2020
- REVERSEinquiries: ARRC Releases its Proposed NYS Legislative Solution for Existing USD LIBOR Contracts
- REVERSEinquiries: The ARRC Releases a New Sample Termsheet for the SOFR Index and Follows Up on Its Spread Adjustment Consultation
- SEC Adopts Amendments to Accredited Investor Definition
- SEC Statement on LIBOR Replacement: First Analysis
- Limited US Tax Guidance for Adding ARRC and ISDA Fallbacks
