2021年10月06日

CFTC Spoofing Enforcement

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Continuing their discussion relating to spoofing and disruptive trading practices, Mayer Brown partners Matt Kluchenek and Glen Kopp discuss the Commodity Futures Trading Commission’s (CFTC) spoofing enforcement program. The CFTC continues to fire on all cylinders in investigating alleged spoofs, manipulations and disruptive trading activities. As Matt and Glen discuss, no abatement in activity appears to be on the horizon, and they also share their thoughts on trends in spoofing enforcement.  

At the Crossroads: CFTC and DOJ Enforcement is a video series hosted by Matt and Glen. Each episode, they discuss a topic at the intersection of enforcement by the CFTC and the DOJ. The goal: to help legal and compliance departments protect their organizations in an increasingly rigorous regulatory environment.

View our past episodes here.

 

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