The firm is proud to sponsor the SIFMA Compliance & Legal Virtual Forum, a two-day September event featuring industry leaders’ perspectives on the current regulatory and enforcement environments, lessons learned thus far, and much more.
Marlon Paz will speak on a live panel entitled “COVID-19: Lessons Learned for Compliance & Legal Professionals”, which will discuss: operational capacity; meeting regulatory obligations for oversight in this COVID-19 environment; anticipating unique risks in this new operating structure; supervisory and management challenges with remote staff and related information security challenges; and a discussion of today’s challenges of internal and external communications and recordkeeping; and considerations for Return-to-Work plans.
Mayer Brown is also pleased to provide an on-demand session for C&L participants on Broker-Dealer Issues & Considerations Relating to LIBOR Cessation, led by Marlon Paz.
The SIFMA C&L Virtual Forum brings together financial services industry leaders and regulators that will discuss a variety of compliance and legal topics, including current regulatory and enforcement environments, litigation, leveraging technology in the industry, diversity and inclusion, and more.
