A Byte-Sized Breakfast Discussion: Cybersecurity Risk Management Strategies and Regulator Expectations

Join us for breakfast and a ‘byte-sized’ discussion of emerging cybersecurity risks and regulator expectations for the securities industry. We will:

• Delve into emerging cybersecurity threats and defenses, including API security and vendor risk;
• Discuss the current regulatory framework and proposed SEC cybersecurity risk management rules;
• Highlight risk management strategies and best practices, including in cross-border operations;
• Identify some of the unique challenges in managing overlapping risks, such as the intersection of AML and cybersecurity risks, along with the increasing use of artificial intelligence by market participants; and
• Share insights into FINRA and SEC examination and enforcement trends.

Additional Speakers

Bernard Canepa
Managing Director and Associate General Counsel
SIFMA

Robert Francis
Senior Director, Cybersecurity Group
FINRA

CLE credit is pending.