REVERSEinquiries, Volume 1, Issue 8

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter.

In this issue, we discuss:

• FINRA’s Reorganized and Simplified Advertising Web Pages;
• SEC Report on Fiscal Year 2018 Enforcement Results;
• OCIE Examination Initiatives Will Focus on Proprietary Indices;
• New Jersey to Propose a Uniform Fiduciary Standard for Financial Professionals;
• SEC Investor Advisory Committee’s Recommendations Regarding Proposed Regulation Best Interest;
• Daily Redeemable Notes versus Exchange Traded Notes;
• The FANG Index and its Significant Constituents; and
• FINRA’s 2018 Report on Examination Findings and Structured Products.