2018年7月16日

REVERSEinquiries: Volume 1, Issue 4

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REVERSEinquiries is Mayer Brown’s new structured and market-linked products-focused newsletter. In this issue, we discuss:

  • The ARRC Releases its Guiding Principles for new LIBOR Fallbacks
  • Broker-Dealer Sanctioned for Encouraging Early Resales of Structured Notes
  • Commissioner Stein on Complex Products
  • Chair Clayton’s Congressional Testimony
  • Fifth Circuit Vacates Fiduciary Rule
  • SEC Hosts 2018 Meeting of the Elder Justice Coordinating Council
  • A Sample Form CRS for Structured Products
  • FinCEN’s Beneficial Ownership Requirement

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